x
Get our mobile app
Fast & easy access to Jobstore
Use App
Congratulations!
You just received a job recommendation!
check it out now
Browse Jobs
Companies
Campus Hiring
Download App
Jobs in Philippines   »   Jobs in Pasig City   »   Quality Assurance / Control Job   »   Junior Regulatory Compliance
 banner picture 1  banner picture 2  banner picture 3

Junior Regulatory Compliance

IQ-EQ

IQ-EQ company logo
  • Assist in tracking regulatory rules changes in APAC and help managing the SFC, JFSA, MAS, ASIC and other regulators’ calendars (consultation papers, regulatory updates/changes implementation date etc).
  • Assist to conduct research relating to basic regulatory topics
  • Assist in distributing client alerts.
  • To understand the FRR rules in Hong Kong and help prepare a first draft of Financial Resource Rules (“FRR”) Form of Licensed Corporations (“LC”) as per SFC regulatory requirements.
  • Assist with preparing draft regulatory disclosures for clients for client review and approval.  
  • Prepare first draft of compliance reports for clients based on information provided by Regulatory Compliance case managers.
  • Updating and monitoring of compliance registers for ongoing compliance support clients.
  • Distributing notification reminders about changes in particulars and regulatory filings to the ongoing compliance support clients
  • Maintaining and sharing of the industry training calendar to the Reg Com team.
  • Assisting with research on clients and prospects.
  • Collecting and checking on completeness of KYC documents from clients to assist client onboarding.
  • Assists in administrative tasks for Regulatory Compliance training team.
  • Maintain files and records in a proper and organized manner.
  • Perform ad hoc support and other duties assigned.
✱   This job post has expired   ✱

Sharing is Caring

Know others who would be interested in this job?