Responsibilities (how we will measure success)
The Associate Compliance Consultant will be a junior member of the team and will successfully support consultants on a portfolio of Firms by providing compliance advice, including a variety of core compliance areas and technical AML assistance, aiming to ensure positive client feedback.
Part of a growing team and business, this is a multi-faceted role, created in response to client requests for dedicated support combining:
Ongoing compliance assistance, in the form of regular monitoring and attending advisory meetings; and
Supporting a team of senior consultants with the aim of developing into a consulting role.
Tasks (what does the role do on a day-to-day basis)
- Responsive regulatory advice and solutions;
- Supporting varied engagements such as: KYC refresh projects, AML Risk Assessments and Internal Capital and Risk Assessments (ICARA);
- Updating clients on regulatory changes and how it impacts their business;
- Drafting and updating relevant policies, procedures and internal working documentation for clients;
- Working with senior consultants and clients to devise their risk-based monitoring programmes or thematic risk assessments;
- Supporting regular compliance monitoring or review visits with clients, and subsequently writing up working papers and reports;
- Involvement in designing and running training courses;
- Involvement in reviewing upcoming regulatory requirements and drafting thought leadership publications;
- Supporting senior consultants and clients in completion and reviews of RegData filing and financial reporting;
- Building / developing client relationships.
